SEC Form 4 · accession 0000907471-18-000102
PATHWARD FINANCIAL, INC. · CASH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Bradley C Hanson
Officer — President · Director
Period of report
Oct 11, 2018
Accepted (ET)
Oct 15, 2018 · 5:56 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000907471
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Oct 11, 2018 | F | 4,267 | $26.14 | D | 297,080 | I | Bradley C. Hanson Living Trust |
| Common StockF1,F2 | Oct 11, 2018 | F | 4,412 | $26.14 | D | 292,668 | I | Bradley C. Hanson Living Trust |
| Common StockF2 | holding | — | — | — | 12,584 | I | By ESOP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F3 | $7.67 | holding | — | — | — | Sep 30, 2009 | Sep 30, 2019 | Common Stock | 22,221 | 22,221 | D |
| Stock Option (Right to Buy)F4 | $10.60 | holding | — | — | — | Sep 30, 2010 | Sep 30, 2020 | Common Stock | 17,886 | 17,886 | D |
Explanation of responses
- F1Reflects shares of common stock surrendered to the Company to satisfy tax withholding obligations in connection with the vesting of restricted stock.
- F2On October 4, 2018, Meta Financial Group, Inc. effected a 3-for-1 forward stock split of issued and outstanding shares of the Company's common stock ("Common Stock"), in the form of a 200% stock dividend (the "Stock Split"). The number of shares and share prices reported have been adjusted to reflect the Stock Split.
- F3This stock option was previously reported as covering 7,407 shares of Common Stock at an exercise price of $23.01 per share, but has been adjusted to reflect the Stock Split that was effected on October 4, 2018.
- F4This stock option was previously reported as covering 5,962 shares of Common Stock at an exercise price of $31.79 per share, but has been adjusted to reflect the Stock Split that was effected on October 4, 2018.