SEC Form 4 · accession 0000907471-18-000096
PATHWARD FINANCIAL, INC. · CASH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Glen William Herrick
Officer — EVP, CFO & Secretary
Period of report
Oct 11, 2018
Accepted (ET)
Oct 15, 2018 · 5:46 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000907471
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Oct 11, 2018 | F | 1,414 | $26.14 | D | 185,606 | D | |
| Common StockF1,F2 | Oct 11, 2018 | F | 1,504 | $26.14 | D | 184,102 | D | |
| Common StockF2 | holding | — | — | — | 2,583 | I | By ESOP |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Reflects shares of common stock surrendered to the Company to satisfy tax withholding obligations in connection with the vesting of restricted stock.
- F2On October 4, 2018, Meta Financial Group, Inc. effected a 3-for-1 forward stock split of issued and outstanding shares of the Company's common stock ("Common Stock"), in the form of a 200% stock dividend (the "Stock Split"). The number of shares and share prices reported have been adjusted to reflect the Stock Split.