SEC Form 4 · accession 0000907471-18-000077
PATHWARD FINANCIAL, INC. · CASH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Bradley C Hanson
Officer — President · Director
Period of report
Sep 14, 2018
Accepted (ET)
Sep 18, 2018 · 6:32 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000907471
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Sep 14, 2018 | G | 106,209 | $0.00 | D | 0 | I | BJH Living Trust |
| Common StockF1,F3 | Sep 14, 2018 | G | 106,209 | $0.00 | A | 106,209 | I | Bradley C. Hanson Living Trust |
| Common Stock | holding | — | — | — | 4,195 | I | By ESOP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $23.01 | holding | — | — | — | Sep 30, 2009 | Sep 30, 2019 | Common Stock | 7,407 | 7,407 | D |
| Stock Option (Right to Buy) | $31.79 | holding | — | — | — | Sep 30, 2010 | Sep 30, 2020 | Common Stock | 5,962 | 5,962 | D |
Explanation of responses
- F1The transaction involved a gift of shares from the Bradley and Jacqueline Hanson Living Trust (the "BJH Living Trust") to the Bradley C. Hanson Living Trust.
- F2Held by the BJH Living Trust for which the reporting person is a co-trustee. The reporting person disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.
- F3Held by the Bradley C. Hanson Living Trust for which the reporting person is a trustee. The reporting person disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.