SEC Form 4 · accession 0000907471-17-000108
PATHWARD FINANCIAL, INC. · CASH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Glen William Herrick
Officer — EVP, CFO & Secretary
Period of report
Nov 30, 2017
Accepted (ET)
Dec 11, 2017 · 5:51 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000907471
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Nov 30, 2017 | G | 2,000 | $0.00 | D | 72,721 | D | |
| Common StockF1 | holding | — | — | — | 861 | I | By ESOP |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Reflects allocation of shares and reinvestment of dividends pursuant to the Company's ESOP plan that have occurred since the date of the reporting person's last ownership report.
- F2Bona fide gift by the Reporting Person to a 501(c)(3) charitable organization for no consideration.