SEC Form 4 · accession 0000907471-17-000095
PATHWARD FINANCIAL, INC. · CASH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Sonja Anne Theisen
Officer — SVP, Chief Accounting Officer
Period of report
Oct 11, 2017
Accepted (ET)
Oct 13, 2017 · 4:17 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000907471
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Oct 11, 2017 | F | 31 | $85.00 | D | 1,842 | D | |
| Common StockF2 | Oct 11, 2017 | A | 318 | $85.00 | A | 2,160 | D | |
| Common StockF1 | Oct 11, 2017 | F | 29 | $85.00 | D | 2,131 | D | |
| Common Stock | holding | — | — | — | 210 | I | By ESOP |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Reflects shares of common stock surrendered to the Company to satisfy tax withholding obligations in connection with the vesting of restricted stock.
- F2Award pursuant to the Company's 2002 Omnibus Incentive Plan.