SEC Form 4 · accession 0000907471-17-000086
PATHWARD FINANCIAL, INC. · CASH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Glen William Herrick
Officer — EVP, CFO & Secretary
Period of report
Sep 30, 2017
Accepted (ET)
Oct 3, 2017 · 4:12 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000907471
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 30, 2017 | F | 201 | $78.40 | D | 73,990 | D | |
| Common StockF1 | Oct 1, 2017 | F | 2,052 | $78.40 | D | 71,938 | D | |
| Common Stock | holding | — | — | — | 721 | I | By ESOP |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Reflects shares of common stock surrendered to the Company to satisfy tax withholding obligations in connection with the vesting of restricted stock.