SEC Form 4 · accession 0000907471-17-000044

PATHWARD FINANCIAL, INC. · CASH

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

J Tyler Haahr

Officer — Chairman of the Board & CEO · Director

Period of report

Apr 5, 2017

Accepted (ET)

Apr 5, 2017 · 5:44 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000907471

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F2	Apr 5, 2017	S	2,410	$85.6709	D	81,029	I	MLH Trust
Common Stock^F3	Apr 5, 2017	S	1,089	$86.9353	D	79,940	I	MLH Trust
Common Stock^F4	Apr 5, 2017	S	701	$87.6782	D	79,239	I	MLH Trust
Common Stock^F5	Apr 5, 2017	S	700	$89.5571	D	78,539	I	MLH Trust
Common Stock	Apr 5, 2017	S	100	$90.00	D	78,439	I	MLH Trust
Common Stock	holding	—	—		—	148,068	I	JTH Trust
Common Stock	holding	—	—		—	18,062	I	By ESOP
Common Stock	holding	—	—		—	3,098	I	IRA
Common Stock	holding	—	—		—	324	I	By Spouse

Table II — derivative securities

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Stock Option (Right to Buy)	$23.01	holding	—	—	—	Sep 30, 2009	Sep 30, 2019	Common Stock	8,449	8,449	D
Stock Option (Right to Buy)	$31.79	holding	—	—	—	Sep 30, 2010	Sep 30, 2020	Common Stock	6,595	6,595	D
Stock Option (Right to Buy)	$16.00	holding	—	—	—	Sep 30, 2008	Sep 30, 2018	Common Stock	15,766	15,766	D

Explanation of responses

F1The transaction reported was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $85.25 to $86.25, inclusive. The reporting person undertakes to provide to Meta Financial Group, Inc., any security holder of Meta Financial Group, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
F3The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $86.35 to $87.35, inclusive. The reporting person undertakes to provide to Meta Financial Group, Inc., any security holder of Meta Financial Group, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
F4The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $87.40 to $88.35, inclusive. The reporting person undertakes to provide to Meta Financial Group, Inc., any security holder of Meta Financial Group, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
F5The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $88.95 to $89.90, inclusive. The reporting person undertakes to provide to Meta Financial Group, Inc., any security holder of Meta Financial Group, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.