SEC Form 4 · accession 0000907471-16-000044
PATHWARD FINANCIAL, INC. · CASH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Glen William Herrick
Officer — EVP, CFO & Secretary
Period of report
Oct 11, 2016
Accepted (ET)
Oct 13, 2016 · 4:59 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000907471
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Oct 11, 2016 | A | 3,591 | $66.39 | A | 14,794 | D | |
| Common StockF2 | Oct 11, 2016 | F | 327 | $66.39 | D | 14,467 | D | |
| Common Stock | holding | — | — | — | 541 | I | By ESOP |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Award pursuant to the Company's 2002 Omnibus Incentive Plan.
- F2Reflects shares of common stock surrendered to the Company to satisfy tax withholding obligations in connection with the vesting of restricted stock.