SEC Form 4 · accession 0000907471-16-000034
PATHWARD FINANCIAL, INC. · CASH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Sonja Anne Theisen
Officer — Chief Accounting Officer
Period of report
Dec 9, 2015
Accepted (ET)
Oct 4, 2016 · 10:07 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000907471
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 9, 2015 | F | 67 | $44.67 | D | 1,660 | D | |
| Common StockF1 | Sep 30, 2016 | F | 21 | $61.38 | D | 1,639 | D | |
| Common Stock | holding | — | — | — | 95 | I | By ESOP |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Reflects shares of common stock surrendered to the Company to satisfy tax withholding obligations in connection with the vesting of restricted stock.