SEC Form 4 · accession 0000907254-16-000182
SAUL CENTERS, INC. · BFS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark Sullivan III
Director
Period of report
May 6, 2016
Accepted (ET)
May 10, 2016 · 4:04 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000907254
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF4 | May 6, 2016 | A | 200 | $57.74 | A | 3,000 | D | |
| Common SharesF1 | holding | — | — | — | 800 | I | Co-trustee of Trust | |
| Common SharesF2 | holding | — | — | — | 1,463 | D | ||
| Common SharesF3 | holding | — | — | — | 8,510 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option | $57.74 | May 6, 2016 | A | 2,500 | A | May 6, 2016 | May 6, 2026 | Common Stock | 2,500 | 2,500 | D |
| Stock Option | $32.68 | holding | — | — | — | Apr 24, 2009 | Apr 24, 2019 | Common Stock | 2,500 | 2,500 | D |
| Stock Option | $38.76 | holding | — | — | — | May 7, 2010 | May 7, 2020 | Common Stock | 2,500 | 2,500 | D |
| Stock Option | $41.82 | holding | — | — | — | May 13, 2011 | May 13, 2021 | Common Stock | 2,500 | 2,500 | D |
| Stock Option | $39.29 | holding | — | — | — | May 4, 2012 | May 4, 2022 | Common Stock | 2,500 | 2,500 | D |
| Stock Option | $44.42 | holding | — | — | — | May 10, 2013 | May 10, 2023 | Common Stock | 2,500 | 2,500 | D |
| Stock Option | $47.03 | holding | — | — | — | May 9, 2014 | May 9, 2024 | Common Stock | 2,500 | 2,500 | D |
| Stock Option | $51.07 | holding | — | — | — | May 8, 2015 | May 8, 2025 | Common Stock | 2,500 | 2,500 | D |
Explanation of responses
- F1Mr. Sullivan is co-trustee of the trust. The beneficiaries of the trust are his brother and his brother's children. Mr. Sullivan disclaims any beneficial ownership in the shares held by the trust.
- F2SEP IRA
- F3IRA
- F4Self-Direct