SEC Form 4 · accession 0000907242-16-000032

MONARCH CASINO & RESORT INC · MCRI

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Vice President of Finance

Period of report

Nov 18, 2016

Accepted (ET)

Nov 30, 2016 · 7:39 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000907242

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock	holding	—	—		—	32,200	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Option/Right to Buy	$9.33	Nov 18, 2016	S	5,865	D	Oct 21, 2014	Oct 21, 2021	Commin Stock	5,865	60,000	D
Option/Right to Buy	$9.33	Nov 21, 2016	S	10,000	D	Oct 21, 2014	Oct 21, 2021	Common stock	10,000	60,000	D
Option/Right to Buy	$8.56	Nov 21, 2016	S	900	D	Oct 9, 2015	Oct 9, 2022	Common Stock	900	60,000	D
Option/Right to Buy	$8.56	Nov 22, 2016	S	9,100	D	Oct 9, 2015	Oct 9, 2022	Common Stock	9,100	60,000	D
Option/Right to Buy	$8.56	Nov 22, 2016	S	10,000	D	Oct 9, 2015	Oct 9, 2022	Common Stock	10,000	60,000	D
Option/Right to Buy	$21.71	Nov 22, 2016	S	10,000	D	Oct 21, 2016	Oct 21, 2023	Common Stock	10,000	60,000	D
Option/Right to Buy	$21.71	Nov 22, 2016	S	10,000	D	Oct 21, 2016	Oct 21, 2023	Common Stock	10,000	60,000	D
Option/Right to Buy	$23.08	holding	—	—	—	Nov 1, 2019	Nov 1, 2026	Common Stock	20,000	60,000	D
Option/Right to Buy	$17.62	holding	—	—	—	Oct 21, 2018	Oct 21, 2025	Common Stock	20,000	60,000	D
Option/Right to Buy	$12.32	holding	—	—	—	Oct 21, 2017	Oct 21, 2024	Common Stock	20,000	60,000	D