SEC Form 4 · accession 0000907242-16-000031
MONARCH CASINO & RESORT INC · MCRI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard L. Cooley
Officer — Vice President of Finance
Period of report
Aug 10, 2016
Accepted (ET)
Nov 21, 2016 · 8:52 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000907242
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 32,200 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option/Right to Buy | $11.48 | Aug 10, 2016 | S | 10,000 | D | Oct 21, 2013 | Oct 21, 2020 | Common Stock | 10,000 | 115,865 | D |
| Option/Right to Buy | $11.48 | Aug 19, 2016 | S | 1,393 | D | Oct 21, 2013 | Oct 21, 2020 | Common Stock | 1,393 | 115,865 | D |
| Option/Right to buy | $11.48 | Nov 11, 2016 | S | 8,607 | D | Oct 21, 2013 | Oct 21, 2020 | Common Stock | 8,607 | 105,865 | D |
| Option/Right to Buy | $9.33 | Nov 14, 2016 | S | 4,135 | D | Oct 21, 2014 | Oct 21, 2021 | Common stock | 4,135 | 115,865 | D |
| Option/Right to Buy | $23.08 | Nov 1, 2016 | A | 20,000 | A | Nov 1, 2019 | Nov 1, 2026 | Common Stock | 20,000 | 115,865 | D |
| Option/Right to buy | $17.62 | holding | — | — | — | Oct 21, 2018 | Oct 21, 2025 | Common stock | 20,000 | 115,865 | D |
| Option/Right to buy | $12.32 | holding | — | — | — | Oct 21, 2017 | Oct 21, 2024 | Common Stock | 20,000 | 115,865 | D |
| Option/Right to Buy | $21.71 | holding | — | — | — | Oct 21, 2016 | Oct 21, 2023 | Common stock | 20,000 | 115,865 | D |
| Option/Right to buy | $8.56 | holding | — | — | — | Oct 9, 2015 | Oct 9, 2022 | Common stock | 20,000 | 115,865 | D |
| Option/Right to buy | $9.33 | holding | — | — | — | Oct 21, 2014 | Oct 21, 2021 | Common stock | 15,865 | 115,865 | D |