SEC Form 4 · accession 0000907242-16-000020
MONARCH CASINO & RESORT INC · MCRI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Craig F Sullivan
Director
Period of report
May 24, 2016
Accepted (ET)
Jun 27, 2016 · 9:37 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000907242
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 7,883 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option/right to buy | $28.25 | May 24, 2016 | J | 6,100 | D | Nov 24, 2006 | May 24, 2016 | Common Stock | 6,100 | 30,500 | D |
| Option/right to buy | $21.85 | Jun 8, 2016 | A | 6,100 | A | Dec 8, 2016 | Jun 8, 2026 | Common Stock | 6,100 | 30,500 | D |
| Option/right to buy | $28.02 | holding | — | — | — | Nov 23, 2007 | May 22, 2017 | Common Stock | 6,100 | 30,500 | D |
| Common Stock | $13.95 | holding | — | — | — | Nov 10, 2013 | May 10, 2023 | Common Stock | 6,100 | 30,500 | D |
| Option/right to buy | $15.33 | holding | — | — | — | Nov 21, 2014 | May 21, 2024 | Common Stock | 6,100 | 30,500 | D |
| Option/right to buy | $19.76 | holding | — | — | — | Dec 9, 2015 | Jun 9, 2025 | Common Stock | 6,100 | 30,500 | D |
Explanation of responses
- F1Expiration of out-of-the-money option/right to buy