SEC Form 4 · accession 0000907242-15-000017
MONARCH CASINO & RESORT INC · MCRI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ronald Rowan
Officer — Chief Financial Officer
Period of report
Nov 30, 2015
Accepted (ET)
Dec 1, 2015 · 8:33 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000907242
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 38,214 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option/right to buy | $8.78 | Nov 30, 2015 | S | 104 | D | Jun 19, 2015 | Jun 19, 2022 | Common Stock | 104 | 99,999 | D |
| Option/right to buy | $9.56 | Nov 30, 2015 | S | 15,833 | D | Jun 17, 2014 | Jun 17, 2021 | Common Stock | 15,833 | 99,999 | D |
| Option/right to buy | $9.56 | Dec 1, 2015 | S | 17,500 | D | Jun 17, 2014 | Jun 17, 2021 | Common Stock | 17,500 | 99,999 | D |
| Option/right to buy | $22.10 | holding | — | — | — | Jun 19, 2018 | Jun 19, 2025 | Common Stock | 33,333 | 99,999 | D |
| Option/right to buy | $15.60 | holding | — | — | — | Jun 19, 2017 | Jun 19, 2024 | Common Stock | 33,333 | 99,999 | D |
| Option/right to buy | $16.95 | holding | — | — | — | Jun 19, 2016 | Jun 19, 2023 | Common Stock | 33,333 | 99,999 | D |