SEC Form 4 · accession 0000907242-15-000001
MONARCH CASINO & RESORT INC · MCRI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John Farahi
Officer — CEO · Director · 10% Owner
Period of report
Jan 21, 2015
Accepted (ET)
Jan 26, 2015 · 8:39 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000907242
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 21, 2015 | G | 6,770 | $0.00 | A | 272,047 | I | by trust |
| Common Stock | Jan 21, 2015 | G | 6,770 | $0.00 | A | 276,749 | I | by trust |
| Common Stock | Jan 21, 2015 | G | 6,770 | $0.00 | A | 276,749 | I | by trust |
| Common Stock | Jan 21, 2015 | G | 6,770 | $0.00 | A | 276,749 | I | by trust |
| Common Stock | holding | — | — | — | 1,788,387 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option/right to buy | $12.32 | holding | — | — | — | Dec 21, 2017 | Oct 21, 2024 | Common Stock | 66,668 | 400,002 | D |
| Option/right to buy | $21.82 | holding | — | — | — | Oct 21, 2009 | Oct 21, 2016 | Common Stock | 66,666 | 400,002 | D |
| Option/right to buy | $29.00 | holding | — | — | — | Oct 21, 2010 | Oct 21, 2017 | Common Stock | 66,668 | 400,002 | D |
| Option/right to buy | $9.33 | holding | — | — | — | Oct 21, 2014 | Oct 21, 2021 | Common Stock | 66,668 | 400,002 | D |
| Option/right to buy | $8.56 | holding | — | — | — | Oct 9, 2015 | Oct 9, 2022 | Common Stock | 66,666 | 400,002 | D |
| Option/right to buy | $21.71 | holding | — | — | — | Oct 21, 2016 | Oct 21, 2023 | Common Stock | 66,666 | 400,002 | D |
Explanation of responses
- F1This transaction involved a gift of securities by Mr. Farahi to four separate trusts, of which Mr. Farahi is a trustee, for the benefit of his children.