SEC Form 4 · accession 0001209191-15-039782
EMPIRE RESORTS INC · NYNY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Amato Joseph A D
Officer — Chief Executive Officer · Director
Period of report
May 5, 2015
Accepted (ET)
May 7, 2015 · 12:06 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000906780
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $.01 par value per shareF1 | May 5, 2015 | A | 125,000 | $0.00 | A | 158,964 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Restricted stock grant under the 2005 Empire Resorts, Inc. Equity Incentive Plan, which shall vest as to one half upon the date when the New York State Gaming Commission authorizes the opening of the Montreign Resort Casino to the public (the "Casino Date") and as to one half on the six month anniversary of the Casino Date.