SEC Form 4 · accession 0000899243-18-028565
EMPIRE RESORTS INC · NYNY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gregg Polle
Director
Period of report
Nov 6, 2018
Accepted (ET)
Nov 8, 2018 · 8:53 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000906780
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $.01 par value per shareF1 | Nov 6, 2018 | A | 11,000 | $0.00 | A | 32,176 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Mr. Polle was granted 11,000 restricted stock units ("RSUs") under the Empire Resorts, Inc. 2015 Equity Incentive Plan, as amended, which RSUs shall vest, and the vested shares shall be delivered, on January 6, 2020.