SEC Form 4/A · accession 0000899243-17-011679
EMPIRE RESORTS INC · NYNY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Charles Degliomini
Officer — EVP
Period of report
Nov 12, 2016
Accepted (ET)
May 3, 2017 · 5:37 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000906780
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $.01 par value per shareF1,F2 | Nov 12, 2016 | F | 308 | $22.25 | D | 10,526 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Mr. Degliomini was granted 833 shares of restricted stock under the 2005 Empire Resorts, Inc. Equity Incentive Plan, which vested on November 12, 2016. On November 12, 2016, 308 shares of common stock were withheld (at the closing price of the Company's common stock on the NASDAQ Global Market on Friday November 11, 2016) to satisfy the tax obligation relating to the vesting of the restricted stock pursuant to Section 16b-3(e) under the Securities Exchange Act of 1934.
- F2On November 15, 2016, Mr. Degliomini filed a Form 4 mistakenly reporting that he owned 15,525 shares of common stock after taking into account the transaction occurring on November 12, 2016.