SEC Form 4 · accession 0000899243-17-011628
EMPIRE RESORTS INC · NYNY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Nanette L. Horner
Officer — EVP, Chief Counsel, CCO
Period of report
May 1, 2017
Accepted (ET)
May 3, 2017 · 4:30 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000906780
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $.01 par value per shareF1 | May 1, 2017 | A | 1,000 | $0.00 | A | 14,691 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Ms. Horner was granted 1,000 restricted stock units ("RSUs") under the Empire Resorts, Inc. 2015 Equity Incentive Plan, which RSUs vest annually in three equal installments, with the first installment vesting on May 1, 2018.