SEC Form 4 · accession 0001209191-18-018223
NEKTAR THERAPEUTICS · NKTR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christopher A Kuebler
Director
Period of report
Mar 6, 2018
Accepted (ET)
Mar 8, 2018 · 6:10 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000906709
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 6, 2018 | M | 2,600 | $5.14 | A | 43,100 | D | |
| Common StockF1 | Mar 6, 2018 | S | 2,600 | $100.30 | D | 40,500 | D | |
| Common Stock | Mar 7, 2018 | M | 27,400 | $5.14 | A | 67,900 | D | |
| Common Stock | Mar 7, 2018 | M | 10,000 | $9.24 | A | 77,900 | D | |
| Common StockF2 | Mar 7, 2018 | S | 37,400 | $97.41 | D | 40,500 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option | $5.14 | Mar 6, 2018 | M | 2,600 | D | Sep 30, 2012 | Sep 12, 2019 | Common Stock | 2,600 | 27,400 | D |
| Stock Option | $5.14 | Mar 7, 2018 | M | 27,400 | D | Sep 30, 2012 | Sep 12, 2019 | Common Stock | 27,400 | 0 | D |
| Stock Option | $9.24 | Mar 7, 2018 | M | 10,000 | D | Sep 30, 2013 | Sep 13, 2020 | Common Stock | 10,000 | 30,000 | D |
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from $100.00 to $101.00. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and the prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.
- F2This transaction was executed in multiple trades at prices ranging from $96.02 to $98.00. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and the prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.