SEC Form 4 · accession 0001209191-16-100209
NEKTAR THERAPEUTICS · NKTR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Maninder Hora
Officer — SVP Pharma Dev & Mfg Ops
Period of report
Feb 16, 2016
Accepted (ET)
Feb 18, 2016 · 7:45 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000906709
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 16, 2016 | M | 2,166 | $0.0001 | A | 6,766 | D | |
| Common StockF1 | Feb 17, 2016 | S | 963 | $11.92 | D | 5,803 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock Unit | $0.0001 | Feb 16, 2016 | D | 2,166 | D | Feb 16, 2016 | Feb 16, 2016 | Common Stock | 2,166 | 23,834 | D |
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from $11.46 to $12.12. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and the prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.