SEC Form 4 · accession 0001209191-15-076113
NEKTAR THERAPEUTICS · NKTR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
R Scott Greer
Director
Period of report
Oct 15, 2015
Accepted (ET)
Oct 19, 2015 · 5:01 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000906709
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 15, 2015 | M | 22,500 | $11.34 | A | 73,333 | D | |
| Common Stock | Oct 15, 2015 | M | 10,000 | $11.34 | A | 83,333 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option | $11.34 | Oct 15, 2015 | M | 22,500 | D | Jan 31, 2013 | Jan 31, 2018 | Common Stock | 22,500 | 0 | D |
| Stock Option | $11.34 | Oct 15, 2015 | M | 10,000 | D | Sep 30, 2010 | Jan 31, 2018 | Common Stock | 10,000 | 0 | D |