SEC Form 4 · accession 0000906465-19-000043
QCR HOLDINGS INC · QCRH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dana L Nichols
Officer — EVP, Chief Credit Officer
Period of report
Mar 1, 2019
Accepted (ET)
Mar 5, 2019 · 6:12 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000906465
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 1, 2019 | F | 192 | $36.00 | D | 2,926 | D | |
| Common Stock | Mar 1, 2019 | M | 135 | $44.15 | A | 3,061 | D | |
| Common Stock | holding | — | — | — | 15,000 | I | by IRA | |
| Common Stock | holding | — | — | — | 3,513 | I | by Managed Account |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Performance SharesF2 | $36.00 | Mar 1, 2019 | A | 628 | A | Mar 1, 2020 | Mar 1, 2029 | Common Stock | 628 | 628 | D |
| Performance SharesF3 | $44.15 | Mar 1, 2019 | M | 135 | D | — | — | Common Stock | 135 | 404 | D |
| Non-Qualified Stock Option (right to buy)F4 | $9.3008 | holding | — | — | — | Feb 1, 2013 | Feb 1, 2022 | Common Stock | 2,500 | 2,500 | D |
| Non-Qualified Stock Option (right to buy)F4 | $15.65 | holding | — | — | — | Feb 1, 2014 | Feb 1, 2023 | Common Stock | 1,940 | 1,940 | D |
| Non-Qualified Stock Option (right to buy)F4 | $17.10 | holding | — | — | — | Feb 3, 2015 | Feb 3, 2024 | Common Stock | 1,500 | 1,500 | D |
| Non-Qualified Stock Option (right to buy)F4 | $17.86 | holding | — | — | — | Jan 1, 2016 | Jan 1, 2025 | Common Stock | 2,400 | 2,400 | D |
| Non-Qualified Stock Option (right to buy)F5 | $22.64 | holding | — | — | — | Feb 1, 2017 | Feb 1, 2026 | Common Stock | 1,161 | 1,161 | D |
| Non-Qualified Stock Option (right to buy)F5 | $42.75 | holding | — | — | — | Mar 9, 2018 | Mar 9, 2027 | Common Stock | 811 | 811 | D |
Explanation of responses
- F1Surrender of common stock to issuer upon vesting of restricted stock award to pay withholding taxes
- F2Restricted stock unit grant. Each restricted stock unit represents a contingent right to receive one share of QCR Holdings, Inc. common stock or the cash equivalent of one share of common stock. The restricted stock units vest in four annual equal installments beginning on March 1, 2020.
- F3Restricted stock unit grant. Each restricted stock unit represents a contingent right to receive one share of QCR Holdings, Inc. common stock or the cash equivalent of one share of common stock. The restricted stock units vest in four annual equal installments beginning on March 1, 2019.
- F4These options are exercisable in annual increments of 20% each, with the first 20% vesting on the first anniversary of the option grant.
- F5These options are exercisable in annual increments of 25% each, with the first 25% vesting on the first anniversary of the option grant.