SEC Form 4 · accession 0000906465-19-000038
QCR HOLDINGS INC · QCRH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas D Budd
Officer — President/CEO RB&T
Period of report
Mar 1, 2019
Accepted (ET)
Mar 5, 2019 · 6:11 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000906465
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 1, 2019 | F | 285 | $36.00 | D | 2,356 | D | |
| Common Stock | holding | — | — | — | 7,527 | I | by IRA | |
| Common Stock | holding | — | — | — | 1,896 | I | by Managed Account |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy) | $17.10 | holding | — | — | — | Feb 3, 2015 | Feb 3, 2024 | Common Stock | 327 | 327 | D |
| Non-Qualified Stock Option (right to buy) | $17.49 | holding | — | — | — | Feb 2, 2016 | Feb 2, 2025 | Common Stock | 199 | 199 | D |
| Non-Qualified Stock Option (right to buy) | $22.64 | holding | — | — | — | Feb 1, 2017 | Feb 1, 2026 | Common Stock | 856 | 856 | D |
| Non-Qualified Stock Option (right to buy)F2 | $42.75 | holding | — | — | — | Mar 9, 2018 | Mar 9, 2027 | Common Stock | 1,011 | 1,011 | D |
Explanation of responses
- F1Surrender of common stock to issuer upon vesting of restricted stock award to pay withholding taxes
- F2These options are exercisable in annual increments of 25% each, with the first 25% vesting on the first anniversary of the option grant.