SEC Form 4 · accession 0000906465-18-000044
QCR HOLDINGS INC · QCRH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Elizabeth A Grabin
Officer — 1st VP Dir of Financial Report
Period of report
May 9, 2018
Accepted (ET)
May 10, 2018 · 5:53 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000906465
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 9, 2018 | M | 35 | $17.10 | A | 35 | D | |
| Common Stock | May 9, 2018 | M | 125 | $17.49 | A | 160 | D | |
| Common Stock | May 9, 2018 | M | 200 | $22.64 | A | 360 | D | |
| Common Stock | May 9, 2018 | M | 157 | $45.00 | A | 517 | D | |
| Common Stock | May 9, 2018 | S | 517 | $47.50 | D | 0 | D | |
| Common Stock | holding | — | — | — | 278 | I | by Managed Account |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy) | $17.10 | May 9, 2018 | M | 35 | D | Feb 3, 2015 | Feb 3, 2024 | Common Stock | 35 | 35 | D |
| Non-Qualified Stock Option (right to buy) | $17.49 | May 9, 2018 | M | 125 | D | Feb 2, 2016 | Feb 2, 2025 | Common Stock | 125 | 125 | D |
| Non-Qualified Stock Option (right to buy) | $22.64 | May 9, 2018 | M | 200 | D | Feb 1, 2017 | Feb 1, 2026 | Common Stock | 200 | 400 | D |
| Non-Qualified Stock Option (right to buy)F1 | $45.00 | May 9, 2018 | M | 157 | D | Mar 1, 2018 | Mar 1, 2027 | Common Stock | 157 | 468 | D |
Explanation of responses
- F1These options are exercisable in annual increments of 25% each, with the first 25% vesting on the first anniversary of the option grant.