SEC Form 4 · accession 0000906465-18-000042
QCR HOLDINGS INC · QCRH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John H Anderson
Officer — President/CEO QCBT
Period of report
Apr 24, 2018
Accepted (ET)
Apr 26, 2018 · 4:35 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000906465
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 24, 2018 | M | 1,077 | $17.49 | A | 5,407 | D | |
| Common Stock | Apr 24, 2018 | M | 981 | $22.64 | A | 6,388 | D | |
| Common Stock | Apr 24, 2018 | M | 448 | $17.10 | A | 6,836 | D | |
| Common Stock | Apr 24, 2018 | M | 727 | $15.65 | A | 7,563 | D | |
| Common Stock | Apr 24, 2018 | M | 464 | $42.75 | A | 8,027 | D | |
| Common Stock | Apr 25, 2018 | S | 3,697 | $47.56 | D | 4,330 | D | |
| Common Stock | holding | — | — | — | 34,545 | I | by Managed Account |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy) | $15.65 | Apr 24, 2018 | M | 727 | D | Feb 1, 2014 | Feb 1, 2023 | Common Stock | 727 | 0 | D |
| Non-Qualified Stock Option (right to buy) | $17.10 | Apr 24, 2018 | M | 448 | D | Feb 3, 2015 | Feb 3, 2024 | Common Stock | 448 | 448 | D |
| Non-Qualified Stock Option (right to buy) | $17.49 | Apr 24, 2018 | M | 1,077 | D | Feb 2, 2016 | Feb 2, 2025 | Common Stock | 1,077 | 1,076 | D |
| Non-Qualified Stock Option (right to buy) | $22.64 | Apr 24, 2018 | M | 981 | D | Feb 1, 2017 | Feb 1, 2026 | Common Stock | 981 | 1,961 | D |
| Non-Qualified Stock Option (right to buy)F1 | $42.75 | Apr 24, 2018 | M | 464 | D | Mar 9, 2018 | Mar 9, 2027 | Common Stock | 464 | 1,389 | D |
Explanation of responses
- F1These options are exercisable in annual increments of 25% each, with the first 25% vesting on the first anniversary of the option grant.