SEC Form 4 · accession 0000906465-17-000051
QCR HOLDINGS INC · QCRH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Cathie Whiteside
Officer — EVP, Corp Strat, HR & Branding
Period of report
Mar 9, 2017
Accepted (ET)
Mar 13, 2017 · 5:56 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000906465
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 9, 2017 | A | 440 | $0.00 | A | 12,255 | D | |
| Common Stock | holding | — | — | — | 2,675 | I | by Managed Account | |
| Common Stock | holding | — | — | — | 2,310 | I | by Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F2 | $42.75 | Mar 9, 2017 | A | 1,301 | A | Mar 9, 2018 | Mar 9, 2027 | Common Stock | 1,301 | 1,301 | D |
Explanation of responses
- F1Restricted stock award, vesting ratably over four years.
- F2These options are exercisable in annual increments of 25% each, with the first 25% vesting on the first anniversary of the option grant.