SEC Form 4 · accession 0000906465-17-000013
QCR HOLDINGS INC · QCRH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John H Anderson
Officer — President/CEO QCBT
Period of report
Feb 3, 2017
Accepted (ET)
Feb 7, 2017 · 7:42 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000906465
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 3, 2017 | F | 57 | $43.60 | D | 4,876 | D | |
| Common Stock | Feb 6, 2017 | M | 728 | $15.65 | A | 5,604 | D | |
| Common Stock | Feb 6, 2017 | M | 448 | $17.10 | A | 6,052 | D | |
| Common Stock | Feb 6, 2017 | M | 1,077 | $17.49 | A | 7,129 | D | |
| Common Stock | Feb 6, 2017 | M | 981 | $22.64 | A | 8,110 | D | |
| Common Stock | Feb 6, 2017 | S | 4,390 | $43.5352 | D | 3,720 | D | |
| Common Stock | Feb 6, 2017 | M | 1,156 | $9.3001 | A | 4,876 | D | |
| Common Stock | holding | — | — | — | 33,483 | I | by Managed Account |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy) | $9.3008 | Feb 6, 2017 | M | 1,156 | D | Feb 1, 2013 | Feb 1, 2022 | Common Stock | 1,156 | 0 | D |
| Non-Qualified Stock Option (right to buy) | $15.65 | Feb 6, 2017 | M | 728 | D | Feb 1, 2014 | Feb 1, 2023 | Common Stock | 728 | 727 | D |
| Non-Qualified Stock Option (right to buy) | $17.10 | Feb 6, 2017 | M | 448 | D | Feb 3, 2015 | Feb 3, 2024 | Common Stock | 448 | 896 | D |
| Non-Qualified Stock Option (right to buy) | $17.49 | Feb 6, 2017 | M | 1,077 | D | Feb 2, 2016 | Feb 2, 2025 | Common Stock | 1,077 | 2,153 | D |
| Non-Qualified Stock Option (right to buy) | $22.64 | Feb 6, 2017 | M | 981 | D | Feb 1, 2017 | Feb 1, 2026 | Common Stock | 981 | 2,942 | D |
Explanation of responses
- F1Surrender of common stock to issuer upon vesting of restricted stock award to pay withholding taxes