SEC Form 4 · accession 0000906465-16-000110
QCR HOLDINGS INC · QCRH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Elizabeth A Grabin
Officer — VP, Cntroller & Dir of Fin Rpt
Period of report
Feb 23, 2016
Accepted (ET)
Feb 25, 2016 · 6:17 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000906465
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 23, 2016 | M | 35 | $17.10 | A | 35 | D | |
| Common Stock | Feb 23, 2016 | M | 50 | $9.30 | A | 85 | D | |
| Common Stock | Feb 23, 2016 | M | 125 | $17.49 | A | 210 | D | |
| Common Stock | Feb 23, 2016 | S | 210 | $22.076 | D | 269 | D | |
| Common Stock | holding | — | — | — | 269 | I | by Managed Account |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F1 | $9.30 | Feb 23, 2016 | M | 50 | D | Feb 1, 2013 | Feb 1, 2022 | Common Stock | 50 | 50 | D |
| Non-Qualified Stock Option (right to buy)F1 | $17.10 | Feb 23, 2016 | M | 35 | D | Feb 3, 2015 | Feb 3, 2024 | Common Stock | 35 | 105 | D |
| Non-Qualified Stock Option (right to buy)F2 | $17.49 | Feb 23, 2016 | M | 125 | D | Feb 2, 2016 | Feb 2, 2025 | Common Stock | 125 | 375 | D |
Explanation of responses
- F1These options are exercisable in annual increments of 20% each, with the first 20% vesting on the first anniversary of the option grant.
- F2These options are exercisable in annual increments of 25% each, with the first 25% vesting on the first anniversary of the option grant.