SEC Form 4 · accession 0000906465-16-000091
QCR HOLDINGS INC · QCRH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John H Anderson
Officer — President/CEO QCBT
Period of report
Feb 8, 2016
Accepted (ET)
Feb 10, 2016 · 6:37 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000906465
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 8, 2016 | M | 2,000 | $17.54 | A | 7,737 | D | |
| Common Stock | Feb 8, 2016 | M | 2,500 | $16.85 | A | 10,237 | D | |
| Common Stock | Feb 8, 2016 | M | 2,500 | $15.62 | A | 12,737 | D | |
| Common Stock | Feb 8, 2016 | M | 800 | $9.00 | A | 13,537 | D | |
| Common Stock | Feb 8, 2016 | M | 2,184 | $15.65 | A | 15,721 | D | |
| Common Stock | Feb 8, 2016 | M | 897 | $17.10 | A | 16,618 | D | |
| Common Stock | Feb 8, 2016 | M | 1,077 | $17.49 | A | 17,695 | D | |
| Common Stock | Feb 8, 2016 | M | 2,312 | $9.301 | A | 20,007 | D | |
| Common Stock | Feb 8, 2016 | M | 1,600 | $7.99 | A | 21,607 | D | |
| Common Stock | Feb 8, 2016 | S | 15,870 | $21.24 | D | 5,737 | D | |
| Common Stock | holding | — | — | — | 33,212 | I | by Managed Account |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F1 | $7.99 | Feb 8, 2016 | M | 1,600 | D | Feb 1, 2012 | Feb 1, 2021 | Common Stock | 1,600 | 0 | D |
| Non-Qualified Stock Option (right to buy)F1 | $9.00 | Feb 8, 2016 | M | 800 | D | Feb 1, 2011 | Feb 1, 2020 | Common Stock | 800 | 0 | D |
| Non-Qualified Stock Option (right to buy)F1 | $9.301 | Feb 8, 2016 | M | 2,312 | D | Feb 1, 2013 | Feb 1, 2022 | Common Stock | 2,312 | 1,156 | D |
| Non-Qualified Stock Option (right to buy)F1 | $15.62 | Feb 8, 2016 | M | 2,500 | D | Feb 1, 2009 | Feb 1, 2018 | Common Stock | 2,500 | 0 | D |
| Non-Qualified Stock Option (right to buy)F1 | $15.65 | Feb 8, 2016 | M | 2,184 | D | Feb 1, 2014 | Feb 1, 2023 | Common Stock | 2,184 | 1,455 | D |
| Non-Qualified Stock Option (right to buy)F1 | $16.85 | Feb 8, 2016 | M | 2,500 | D | Jan 26, 2008 | Jan 26, 2017 | Common Stock | 2,500 | 0 | D |
| Non-Qualified Stock Option (right to buy)F1 | $17.10 | Feb 8, 2016 | M | 897 | D | Feb 3, 2015 | Feb 3, 2024 | Common Stock | 897 | 1,344 | D |
| Non-Qualified Stock Option (right to buy)F2 | $17.49 | Feb 8, 2016 | M | 1,077 | D | Feb 2, 2016 | Feb 2, 2025 | Common Stock | 1,077 | 3,230 | D |
| Non-Qualified Stock Option (right to buy)F1 | $17.54 | Feb 8, 2016 | M | 2,000 | D | Jun 1, 2008 | Jun 1, 2017 | Common Stock | 2,000 | 0 | D |
Explanation of responses
- F1These options are exercisable in annual increments of 20% each, with the first 20% vesting on the first anniversary of the option grant.
- F2These options are exercisable in annual increments of 25% each, with the first 25% vesting on the first anniversary of the option grant.