SEC Form 4 · accession 0000906465-16-000067
QCR HOLDINGS INC · QCRH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark C Kilmer
Director
Period of report
Jan 4, 2016
Accepted (ET)
Jan 6, 2016 · 6:24 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000906465
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 4, 2016 | M | 600 | $18.38 | A | 17,150 | D | |
| Common Stock | Jan 4, 2016 | F | 454 | $24.29 | D | 16,696 | D | |
| Common Stock | Jan 4, 2016 | M | 500 | $18.48 | A | 17,196 | D | |
| Common Stock | Jan 4, 2016 | F | 380 | $24.29 | D | 16,816 | D | |
| Common Stock | holding | — | — | — | 6,172 | I | by Corporation | |
| Common Stock | holding | — | — | — | 7,001 | I | by Daughter | |
| Common StockF1 | holding | — | — | — | 3,375 | I | by IRA | |
| Common Stock | holding | — | — | — | 29,342 | I | by Managed Account | |
| Common Stock | holding | — | — | — | 3,500 | I | by Son | |
| Common Stock | holding | — | — | — | 3,937 | I | by Spouse | |
| Common Stock | holding | — | — | — | 24,425 | I | by Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy) | $18.38 | Jan 4, 2016 | M | 600 | D | Jan 5, 2007 | Jan 5, 2016 | Common Stock | 600 | 0 | D |
| Non-Qualified Stock Option (right to buy)F2 | $18.48 | Jan 4, 2016 | M | 500 | D | Mar 7, 2007 | Mar 7, 2016 | Common Stock | 500 | 0 | D |
Explanation of responses
- F1Indirect beneficial ownership by IRA.
- F2These options are exercisable in annual increments of 20% each, with the first 20% vesting on the first anniversary of the option grant.