SEC Form 4 · accession 0000906465-16-000066
QCR HOLDINGS INC · QCRH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James J Brownson
Director
Period of report
Jan 4, 2016
Accepted (ET)
Jan 6, 2016 · 6:23 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000906465
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 4, 2016 | M | 600 | $18.38 | A | 11,549 | D | |
| Common Stock | Jan 4, 2016 | F | 454 | $24.29 | D | 11,095 | D | |
| Common Stock | Jan 4, 2016 | M | 2,350 | $18.48 | A | 13,445 | D | |
| Common Stock | Jan 4, 2016 | F | 1,787 | $24.29 | D | 11,658 | D | |
| Common Stock | holding | — | — | — | 22,795 | I | by IRA | |
| Common StockF1 | holding | — | — | — | 1,349 | I | by Partnership | |
| Common Stock | holding | — | — | — | 2,125 | I | by Spouse | |
| Common Stock | holding | — | — | — | 38,400 | I | by Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F2 | $18.38 | Jan 4, 2016 | M | 600 | D | Jan 5, 2007 | Jan 5, 2016 | Common Stock | 600 | 0 | D |
| Non-Qualified Stock Option (right to buy)F2 | $18.48 | Jan 4, 2016 | M | 2,350 | D | Mar 7, 2007 | Mar 7, 2016 | Common Stock | 2,350 | 0 | D |
Explanation of responses
- F1Reflects the adjusted shares of indirect beneficial ownership of 1,349 shares currently owned by Trauba's Clam Lake Partnership, LLP, of which the reporting person's spouse is general partner. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest.
- F2These options are exercisable in annual increments of 20% each, with the first 20% vesting on the first anniversary of the option grant.