SEC Form 4 · accession 0000906465-15-000064
QCR HOLDINGS INC · QCRH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ronald Peterson
Director
Period of report
Dec 18, 2015
Accepted (ET)
Dec 21, 2015 · 12:38 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000906465
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 18, 2015 | M | 600 | $18.38 | A | 7,262 | D | |
| Common Stock | holding | — | — | — | 12,099 | I | by IRA | |
| Common StockF1 | holding | — | — | — | 3,375 | I | by Managed Account | |
| Common Stock | holding | — | — | — | 31,668 | I | by Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F2 | $18.38 | Dec 18, 2015 | M | 600 | D | Jan 5, 2007 | Jan 5, 2016 | Common Stock | 600 | 0 | D |
Explanation of responses
- F1Indirect beneficial ownership by 401 (k) plan
- F2These options are exercisable in annual increments of 20% each, with the first 20% vesting on the first anniversary of the option grant.