SEC Form 4 · accession 0000906465-15-000060
QCR HOLDINGS INC · QCRH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas D Budd
Officer — President/CEO RB&T
Period of report
Aug 31, 2015
Accepted (ET)
Sep 1, 2015 · 1:34 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000906465
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 31, 2015 | M | 500 | $7.99 | A | 3,792 | D | |
| Common Stock | Aug 31, 2015 | M | 900 | $9.301 | A | 4,692 | D | |
| Common Stock | Aug 31, 2015 | M | 654 | $15.62 | A | 5,346 | D | |
| Common Stock | Aug 31, 2015 | S | 2,054 | $21.00 | D | 3,292 | D | |
| Common Stock | holding | — | — | — | 5,562 | I | by IRA | |
| Common Stock | holding | — | — | — | 1,862 | I | by Managed Account |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F1 | $7.99 | Aug 31, 2015 | M | 500 | D | — | Feb 1, 2021 | Common Stock | 500 | 500 | D |
| Non-Qualified Stock Option (right to buy)F1 | $9.301 | Aug 31, 2015 | M | 900 | D | — | Feb 1, 2022 | Common Stock | 900 | 1,237 | D |
| Non-Qualified Stock Option (right to buy)F1 | $15.62 | Aug 31, 2015 | M | 654 | D | — | Feb 1, 2018 | Common Stock | 654 | 0 | D |
Explanation of responses
- F1These options are exercisable in annual increments of 20% each, with the first 20% vesting on the first anniversary of the option grant.