SEC Form 4 · accession 0000906465-15-000044
QCR HOLDINGS INC · QCRH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John R. Oakes
Officer — 1st VP,Treas & Dir of Fin Rep
Period of report
Apr 24, 2015
Accepted (ET)
Apr 28, 2015 · 1:56 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000906465
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 24, 2015 | M | 250 | $9.00 | A | 2,705 | D | |
| Common Stock | Apr 24, 2015 | M | 300 | $9.301 | A | 3,005 | D | |
| Common Stock | Apr 24, 2015 | M | 400 | $15.65 | A | 3,405 | D | |
| Common Stock | Apr 24, 2015 | S | 1,150 | $18.50 | D | 2,255 | D | |
| Common Stock | Apr 24, 2015 | M | 200 | $7.99 | A | 2,455 | D | |
| Common Stock | holding | — | — | — | 1,869 | I | by Managed Account |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F1 | $7.99 | Apr 24, 2015 | M | 200 | D | Feb 1, 2012 | Feb 1, 2016 | Common Stock | 200 | 200 | D |
| Non-Qualified Stock Option (right to buy)F1 | $9.00 | Apr 24, 2015 | M | 250 | D | Feb 1, 2011 | Feb 1, 2020 | Common Stock | 250 | 0 | D |
| Non-Qualified Stock Option (right to buy)F1 | $9.301 | Apr 24, 2015 | M | 300 | D | Feb 1, 2013 | Feb 1, 2022 | Common Stock | 300 | 600 | D |
| Non-Qualified Stock Option (right to buy)F1 | $15.65 | Apr 24, 2015 | M | 400 | D | Feb 1, 2014 | Feb 1, 2023 | Common Stock | 400 | 600 | D |
Explanation of responses
- F1These options are exercisable in annual increments of 20% each, with the first 20% vesting on the first anniversary of the option grant.