SEC Form 5 · accession 0000906465-15-000025
QCR HOLDINGS INC · QCRH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John H Harris
Other
Period of report
Dec 31, 2014
Accepted (ET)
Feb 17, 2015 · 4:27 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000906465
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 31, 2014 | P | 173 | $17.16 | A | 12,164 | I | by Trust |
| Common Stock | Jun 30, 2014 | P | 146 | $17.25 | A | 12,310 | I | by Trust |
| Common Stock | Sep 30, 2014 | P | 166 | $17.66 | A | 12,476 | I | by Trust |
| Common Stock | Dec 31, 2014 | P | 139 | $17.86 | A | 12,616 | I | by Trust |
| Common Stock | holding | — | — | — | 176,664 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F2,F1 | $18.667 | Jan 2, 2014 | J | 150 | D | — | Jan 2, 2014 | Common Stock | 150 | 0 | D |
Explanation of responses
- F1These options are exercisable in annual increments of 20% each, with the first 20% vesting on the first anniversary of the option grant.
- F2All shares expired and the reporting person received no value in connection with the expiration