SEC Form 5 · accession 0000906465-15-000024
QCR HOLDINGS INC · QCRH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Todd A Gipple
Officer — EVP, COO & CFO · Director
Period of report
Dec 31, 2014
Accepted (ET)
Feb 17, 2015 · 4:27 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000906465
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 31, 2014 | P | 142 | $15.328 | A | 34,556 | D | |
| Common Stock | Jun 30, 2014 | P | 45 | $15.328 | A | 34,601 | D | |
| Common Stock | Sep 30, 2014 | P | 37 | $15.552 | A | 34,638 | D | |
| Common Stock | Dec 31, 2014 | P | 44 | $15.552 | A | 34,682 | D | |
| Common Stock | Mar 31, 2014 | P | 246 | $17.16 | A | 2,670 | I | by Managed Account |
| Common Stock | Jun 30, 2014 | P | 46 | $17.25 | A | 2,716 | I | by Managed Account |
| Common Stock | Sep 30, 2014 | P | 22 | $17.66 | A | 2,738 | I | by Managed Account |
| Common Stock | Dec 31, 2014 | P | 4 | $17.86 | A | 2,742 | I | by Managed Account |
| Common Stock | Mar 31, 2014 | P | 2 | $17.16 | A | 673 | I | by Trust |
| Common Stock | Jun 30, 2014 | P | 0 | $17.25 | A | 673 | I | by Trust |
| Common Stock | Sep 30, 2014 | P | 1 | $17.66 | A | 674 | I | by Trust |
| Common Stock | Dec 31, 2014 | P | 0 | $17.86 | A | 674 | I | by Trust |
| Common Stock | holding | — | — | — | 1,199 | I | by IRA | |
| Common Stock | holding | — | — | — | 1,300 | I | by Son | |
| Common Stock | holding | — | — | — | 2,000 | I | by Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F2,F1 | $18.67 | Jan 23, 2014 | J | 1,125 | D | — | Jan 23, 2014 | Common Stock | 1,125 | 0 | D |
Explanation of responses
- F1These options are exercisable in annual increments of 20% each, with the first 20% vesting on the first anniversary of the option grant.
- F2All shares expired and the reporting person received no value in connection with the expiration