SEC Form 5 · accession 0000906465-15-000022
QCR HOLDINGS INC · QCRH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas D Budd
Officer — President/CEO RB&T
Period of report
Dec 31, 2014
Accepted (ET)
Feb 17, 2015 · 4:26 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000906465
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 31, 2014 | P | 108 | $15.328 | A | 3,828 | D | |
| Common Stock | Jun 30, 2014 | P | 55 | $15.328 | A | 3,883 | D | |
| Common Stock | Sep 30, 2014 | P | 52 | $15.552 | A | 2,992 | D | |
| Common Stock | Dec 31, 2014 | P | 56 | $15.552 | A | 3,048 | D | |
| Common Stock | Mar 31, 2014 | P | 26 | $17.16 | A | 1,844 | I | by Managed Account |
| Common Stock | Jun 30, 2014 | P | 8 | $17.25 | A | 1,853 | I | by Managed Account |
| Common Stock | Sep 30, 2014 | P | 2 | $17.66 | A | 1,855 | I | by Managed Account |
| Common Stock | Dec 31, 2014 | P | 7 | $17.86 | A | 1,862 | I | by Managed Account |
| Common Stock | holding | — | — | — | 5,562 | I | by IRA |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F2,F1 | $18.40 | May 28, 2014 | J | 10,000 | D | — | May 28, 2014 | Common Stock | 10,000 | 0 | D |
Explanation of responses
- F1These options are exercisable in annual increments of 20% each, with the first 20% vesting on the first anniversary of the option grant.
- F2All shares expired and the reporting person received no value in connection with the expiration