SEC Form 5 · accession 0000906465-15-000020
QCR HOLDINGS INC · QCRH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Patrick Baird
Director
Period of report
Dec 31, 2014
Accepted (ET)
Feb 17, 2015 · 4:25 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000906465
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 7, 2014 | P | 92 | $17.47 | A | 43,950 | D | |
| Common Stock | Jul 8, 2014 | P | 95 | $17.20 | A | 44,648 | D | |
| Common Stock | Mar 31, 2014 | P | 490 | $17.16 | A | 18,559 | I | by Trust |
| Common Stock | Jun 30, 2014 | P | 429 | $17.25 | A | 18,989 | I | by Trust |
| Common Stock | Sep 30, 2014 | P | 486 | $17.66 | A | 19,474 | I | by Trust |
| Common Stock | Dec 31, 2014 | P | 427 | $17.86 | A | 19,902 | I | by Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F2,F1 | $18.67 | Jan 2, 2014 | J | 300 | D | — | Jan 2, 2014 | Common Stock | 300 | 0 | D |
Explanation of responses
- F1These options are exercisable in annual increments of 20% each, with the first 20% vesting on the first anniversary of the option grant.
- F2All shares expired and the reporting person received no value in connection with the expiration