SEC Form 4 · accession 0001140361-16-069137
KEY TECHNOLOGY INC · KTEC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James D Ruff
Other
Period of report
Jun 6, 2016
Accepted (ET)
Jun 8, 2016 · 4:44 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000906193
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 6, 2016 | A | 1,000 | $0.00 | A | 12,749 | D | |
| Common StockF2 | Jun 6, 2016 | A | 2,600 | $0.00 | A | 15,349 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents restricted stock award, the restrictions on which shall lapse as to 500 shares on October 1, 2017 and 500 shares on October 1, 2018
- F2Represents restricted stock award, the restrictions on which shall lapse on October 1, 2018 based on the achievement of certain performance criteria measured over a three year period ended September 30, 2018 and continued employment.