SEC Form 4 · accession 0001140361-16-063243
KEY TECHNOLOGY INC · KTEC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jeffrey T Siegal
Officer — Vice President & CFO
Period of report
May 2, 2016
Accepted (ET)
May 4, 2016 · 12:42 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000906193
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 2, 2016 | A | 6,378 | $0.00 | A | 39,567 | D | |
| Common StockF2 | May 2, 2016 | A | 12,755 | $0.00 | A | 52,322 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents restricted stock award, the restrictions on which shall lapse as to 2,126 shares on October 1, 2016, 2,126 shares on October 1, 2017 and 2,126 shares on October 1, 2018.
- F2Represents restricted stock award, the restrictions on which shall lapse on October 1, 2018 based on the achievement of certain performance criteria measured over a three year period ended September 30, 2018 and continued employment.