SEC Form 4 · accession 0001140361-15-036851
KEY TECHNOLOGY INC · KTEC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stephen M Pellegrino
Officer — SVP of Global Sales
Period of report
Oct 1, 2015
Accepted (ET)
Oct 5, 2015 · 2:51 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000906193
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Oct 1, 2015 | F | 721 | $11.76 | D | 66,771 | D | |
| Common StockF2 | Oct 1, 2015 | F | 565 | $11.76 | D | 66,206 | D | |
| Common StockF3 | Oct 1, 2015 | F | 605 | $11.76 | D | 65,601 | D | |
| Common StockF4 | Oct 2, 2015 | D | 13,944 | $0.00 | D | 51,657 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Delivery of shares to Company to satisfy tax withholding obligations in connection with lapse of restriction on 2,289 shares of restricted common stock.
- F2Delivery of shares to Company to satisfy tax withholding obligations in connection with lapse of restriction on 1,793 shares of restricted common stock.
- F3Delivery of shares to Company to satisfy tax withholding obligations in connection with lapse of restriction on 1,921 shares of restricted common stock.
- F4Represents restricted stock shares forfeited because certain performance criteria were not achieved.