SEC Form 4 · accession 0001140361-15-036847
KEY TECHNOLOGY INC · KTEC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Shawn P. Prendiville
Other
Period of report
Oct 1, 2015
Accepted (ET)
Oct 5, 2015 · 2:45 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000906193
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Oct 1, 2015 | F | 212 | $11.76 | D | 24,653 | D | |
| Common StockF2 | Oct 1, 2015 | F | 190 | $11.76 | D | 24,463 | D | |
| Common StockF3 | Oct 2, 2015 | D | 4,864 | $0.00 | D | 19,599 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Delivery of shares to Company to satisfy tax withholding obligations in connection with lapse of restriction on 798 shares of restricted common stock.
- F2Delivery of shares to Company to satisfy tax withholding obligations in connection with lapse of restriction on 717 shares of restricted common stock.
- F3Represents restricted stock shares forfeited because certain performance criteria were not achieved.