SEC Form 4 · accession 0001140361-15-036843
KEY TECHNOLOGY INC · KTEC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jeffrey T Siegal
Officer — Vice President & CFO
Period of report
Oct 1, 2015
Accepted (ET)
Oct 5, 2015 · 2:37 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000906193
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Oct 1, 2015 | F | 464 | $11.76 | D | 44,741 | D | |
| Common StockF2 | Oct 1, 2015 | F | 422 | $11.76 | D | 44,319 | D | |
| Common StockF3 | Oct 1, 2015 | F | 452 | $11.76 | D | 43,867 | D | |
| Common StockF4 | Oct 2, 2015 | D | 10,678 | $0.00 | D | 33,189 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Delivery of shares to Company to satisfy tax withholding obligations in connection with lapse of restriction on 1,753 shares of restricted common stock.
- F2Delivery of shares to Company to satisfy tax withholding obligations in connection with lapse of restriction on 1,593 shares of restricted common stock.
- F3Delivery of shares to Company to satisfy tax withholding obligations in connection with lapse of restriction on 1,707 shares of restricted common stock.
- F4Represents restricted stock shares forfeited because certain performance criteria were not achieved.