SEC Form 4 · accession 0001140361-15-028689
KEY TECHNOLOGY INC · KTEC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Louis C Vintro
Officer — SVP of Bus Dev & Global Ops
Period of report
Jul 24, 2015
Accepted (ET)
Jul 27, 2015 · 2:08 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000906193
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jul 24, 2015 | A | 5,889 | $0.00 | A | 60,184 | D | |
| Common StockF2,F3 | Jul 24, 2015 | A | 11,777 | $0.00 | A | 72,142 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents restricted stock award, the restrictions on which shall lapse as to 1,963 shares on October 1, 2015, 1,963 shares on October 1, 2016 and 1,963 shares on October 1, 2017.
- F2Represents restricted stock award, the restrictions on which shall lapse on October 1, 2017 based on the achievement of certain performance criteria measured over a three year period ended September 30, 2017 and continued employment.
- F3Includes 83 shares purchased on March 31, 2015 and 98 shares purchased on June 30, 2015 under the Key Technology, Inc. Employee Stock Purchase Plan