SEC Form 4 · accession 0001140361-15-003249
KEY TECHNOLOGY INC · KTEC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John E Pelo
Director
Period of report
Jan 27, 2015
Accepted (ET)
Jan 30, 2015 · 12:38 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000906193
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 27, 2015 | M | 5,000 | $9.64 | A | 52,567 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Statutory Stock OptionF1 | $9.64 | Jan 27, 2015 | M | 5,000 | D | Feb 2, 2006 | Feb 2, 2015 | Common Stock | 5,000 | 0 | D |
Explanation of responses
- F1Column 8 is not a required field. Software requires a dollar amount, use zero per SEC instruction.