SEC Form 4 · accession 0000906193-17-000089
KEY TECHNOLOGY INC · KTEC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stephen M Pellegrino
Officer — SVP of Global Sales
Period of report
Dec 27, 2017
Accepted (ET)
Dec 27, 2017 · 7:11 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000906193
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1 | Dec 27, 2017 | A | 11,520 | $0.00 | A | 88,625 | D | |
| Common StockF2 | Dec 27, 2017 | D | 11,521 | $0.00 | D | 77,104 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents restricted stock award, the restrictions on which shall lapse on October 1, 2020 based on the achievement of certain performance criteria measured over a three year period ended September 30, 2020 and continued employment.
- F2Represents restricted stock shares forfeited because certain performance criteria were not achieved.