SEC Form 4 · accession 0000906193-17-000088
KEY TECHNOLOGY INC · KTEC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John J Ehren
Officer — President and CEO
Period of report
Dec 27, 2017
Accepted (ET)
Dec 27, 2017 · 7:11 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000906193
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1 | Dec 27, 2017 | A | 15,360 | $0.00 | A | 135,479 | D | |
| Common SharesF2 | Dec 27, 2017 | D | 15,361 | $0.00 | D | 120,118 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents restricted stock award, the restrictions on which shall lapse on October 1, 2020 based on the achievement of certain performance criteria measured over a three year period ended September 30, 2020 and continued employment.
- F2Represents restricted stock shares forfeited because certain performance criteria were not achieved.