SEC Form 4 · accession 0000906193-16-000116
KEY TECHNOLOGY INC · KTEC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James D Ruff
Other
Period of report
Dec 15, 2016
Accepted (ET)
Dec 19, 2016 · 4:22 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000906193
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1,F2 | Dec 15, 2016 | F | 529 | $11.56 | D | 18,180 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Delivery of shares to Company to satisfy tax withholding obligations in connection with lapse of restrictions on 2,000 shares of restricted common stock.
- F2Includes 38 shares purchased on June 30, 2016 and 44 shares purchased on September 30, 2016 under the Key Technology, Inc. Employee Stock Purchase Plan.