SEC Form 4 · accession 0000906193-16-000101
KEY TECHNOLOGY INC · KTEC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steven R Johnson
Other
Period of report
Oct 10, 2016
Accepted (ET)
Oct 11, 2016 · 9:17 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000906193
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1 | Oct 10, 2016 | D | 4,370 | $0.00 | D | 20,621 | D | |
| Common SharesF2 | Oct 10, 2016 | A | 2,809 | $0.00 | A | 23,430 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents restricted stock shares forfeited because certain performance criteria were not achieved.
- F2Represents restricted stock award, the restrictions on which shall lapse as to 937 shares on October 1, 2017, 936 shares on October 1, 2018 and 936 shares on October 1, 2019.